Welcome to Axio Financial

Our mission is to use data, technology, and people to add value throughout the entire structured product lifecycle.

Adding Education, Transparency and Liquidity to Structured Products.

Structured Products

N

Market Linked Notes

N

Market Linked CDs

N

Multi Issuer

N

Diverse Structures

N

Transparent Pricing

Registered Investment Advisors

N

Idea Generation

N

Full Portfolio Reviews

N

Many Issuing Partners

N

Lifecycle Management

N

Low Cost

Bank Advisors

N

Wide Variety of CD and Note Structures

N

Home Office Driven Customized Distribution Models

N

Many Issuing Partners

N

Lifecycle Management

N

Low Cost

Broker Dealer Advisors

N

Many Issuing Partners

N

Calendar and Custom CUSIPs

N

Post Trade Support

N

Lifecycle Management

N

Low Cost

   

Axio Provides

Low Cost Flexibility

Axio will work with Home Office guidelines and platforms as desired with customized interaction models throughout the structured product lifecycle.

Comprehensive Offerings

Working with 24 issuers and over 50 structures allows us to offer competitive pricing as market dynamics change across a comprehensive set of CD and Note structures.

Lifecycle Management

We use the Axio Acceleration Platform, SIMON, Luma, SI 360, or Halo as required to proactively manage the full lifecycle from idea generation through maturity.

Calendar and Custom Products

Axio works with its issuing partners to develop comprehensive calendars based on current market conditions. We rapidly and flexibly price reverse inquiries across our issuer base.

Portfolio Analysis

Axio will review ideas and back-testing, and present carefully selected structured product investments to meet the advisors’ and end-clients’ portfolio objectives.

Axio Communicates

Observation Dates

Monitor Underlier and CUSIP performance

Coupon Payment Dates

Monitor Underlier and CUSIP performance

Called CUSIPs

Notify and analyze current opportunities

Daily At-Risk Measurement

Barrier Analysis and other reporting and analysis to monitor Underlier and CUSIP performance, risk and opportunities

Secondary Trading Opportunities

Monitor secondary prices and other related advantageous trading opportunities during the product lifecycle

CUSIPs Approaching Maturity

Notify and analyze current opportunities

Registered Investment Advisors (RIAs)

Axio will leverage its technology and human resources to provide customized value-added services throughout the full Structured Product Lifecycle from idea generation through maturity or secondary market trade. 

Axio specializes in providing Calendar and Custom Structured Products optimized for today’s low yield environment, thereby empowering each RIA to express their own customized views of risk/reward as market dynamics change.

N

Axio Acceleration Platform

N

Many Issuing Partners

N

Calendar and Custom CUSIPs

N

Wide Variety of CD and Note Structures

N

Lifecycle Management

N

Post Trade Support

N

Idea Generation

N

Advanced Portfolio Consultation

N

Full Portfolio Reviews

N

Axio Originated Products

N

Secondary Trading

N

Order Entry

Contact us to learn more about Current Offerings.

Bank Advisors

Axio will work within Home Office guidelines and platforms to create customized interaction models throughout the Structured Product lifecycle, including Calendar and Custom Structured Products optimized for today’s low yield environment. 

N

Home Office Driven Customized Distribution Models

N

Platform Independent: Axio will work with your platform(s) of choice or the Axio Acceleration Platform

N

Many Issuing Partners

N

Calendar and Custom CUSIPs

N

Wide Variety of CD and Note Structures

N

Lifecycle Management

N

Portfolio Consultation

N

Axio Originated Products

N

Secondary Trading

N

Post Trade Support

N

Idea Generation

Contact us to learn more about Current Offerings.

Broker Dealer Advisors

Axio will work within Home Office guidelines and platforms to create customized interaction models throughout the Structured Product lifecycle, including Calendar and Custom Structured Products optimized for today’s low yield environment.

N

Home Office Driven Customized Distribution Models

N

Platform Independent: Axio will work with your platform(s) of choice or the Axio Acceleration Platform

N

Many Issuing Partners

N

Calendar and Custom CUSIPs

N

Wide Variety of CD and Note Structures

N

Lifecycle Management

N

Axio Originated Products

N

Secondary Trading

N

Post Trade Support

Contact us to learn more about Current Offerings.

Questions? Contact us today.